SEBI Norms for Furnishing PAN, KYC details and Nominations

SEBI has, vide the Circular No.SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/655 dated November 3, 2021 & vide the Circular No. SEBI/HO/MIRSD/POD-1/P/CIR/2023/158 dated September 26, 2023 mandated the furnishing of PAN, Address with PIN, email address, mobile number, bank account details and nomination by holders of physical securities.

Form ISR-1- Register/Change PAN & KYC Details

Form ISR-2- Specimen-signature

Form ISR-3- Declaration to Opting out Nomination

Form ISR-4- Request for issue of Duplicate Certificate and other Service Requests

Form ISR-5- Transmission of securities

Form SH-13- Nomination form

Form SH-14- Cancellation of Nomination

Standard Operating Procedures (SOP) for dispute resolution under the Stock Exchange arbitration mechanism for disputes between a Listed Company and/or Registrars to an Issue and Share Transfer Agents (RTAs) and its Shareholder(s)/Investor(s)

If you have any dispute against the company and or its Registrar and Share Transfer Agent (RTA) on delay or default in processing your request, as per SEBI circular dated 30.05.2022, you can file for arbitration with Stock Exchanges. For more details, please see the web links of the stock exchanges
BSE - http://tiny.cc/m1l2vz
NSE - http://tiny.cc/s1l2vz

Model Tripartite Agreement as per SEBI Circular dated 25th May, 2023
Click Here to view the Model Tripartite Agreement as per SEBI Circular dated 25th May, 2023

Overview